Short course
AML for Compliance Professionals
This online program is designed to create awareness and provide advice on the techniques for implementing or enhancing a robust Anti-Money Laundering (AML)/Combating the Financing of Terrorism (CFT) framework.
Overview
About this course.
This online program is designed to create awareness and provide advice on the techniques for implementing or enhancing a robust Anti-Money Laundering (AML)/Combating the Financing of Terrorism (CFT) framework. The sessions review and inform on the principles and guidelines of AML/CFT monitoring, for compliance and internal control within the organisation. Participants will also gain an understanding of the standards set by the Financial Action Task Force (FATF) and the importance of compliance.
Next intake
Confirmed dates for every course are published on our upcoming intakes page. The Executive Education team will confirm the next intake for this one on enquiry.
Bringing a team? We also run this in-company.
Curriculum
What you will be able to do.
Upon completion of this workshop, participants should be able to:
• Identify & define the basic concepts in AML/CFT monitoring and compliance
• Review or setup systems to identify and monitor illegal transaction activity
• Demonstrate an understanding of the internal and external supervisory networks and the responsibilities of reporting within each network
• Demonstrate an understanding the use of technology in the AML supervision process
• Design or evaluate and improve an AML supervisory framework
• Chart and report on supervisory progress and recommendations for compliance
• Communicate effectively with internal management on supervisory exercises and compliance issues
Pre-requisites
What do you need.
No formal prerequisites are required. Participants should have an interest in or responsibility for compliance within their organisation.
Audience
Who it is for.
This workshop would be beneficial to:
• Managers and supervisors in compliance or regulatory reporting roles
• Managers and supervisors of operational or transaction processing departments
• Regulatory staff responsible for the review and communication of compliance issues
• Legal department personnel responsible for recording and reporting on compliance issues
• Finance/accounting or information technology personnel responsible for reporting on the compliance of the transaction processing environment
Faculty
Who teaches this.
Mrs. Heather Moore-Bernard
Details
Delivery and Fee.
| Structure | 12 hours over 4 sessions, 9:00a.m. to 12:00 p.m. |
|---|---|
| Delivery | Online via Zoom |
| Fee | TTD $3,500 or USD $515 per participant, inclusive of all training materials and a Certificate of Completion |
| Certification | Requires tuition paid in full and a minimum 75% attendance rate |
Fees and structure are those on the current course outline. Confirmed dates for every course are on our upcoming intakes page; the Executive Education team confirms the next intake on enquiry.
How we teach
Learning you can apply on Monday.
Our teaching approach incorporates syndicate learning, case studies, regular assessments and immersion in real-life industry projects. Assessment varies by course, combining assignments, tests and participation.
Register your interest.
Tell us about your role and we will confirm the next intake, fee and format.
(868) 299-0218 ext. 9100 · openenrolment@lokjackgsb.edu.tt